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"Nexia have been our partners in business for over 20 years and they have always provided us with up to date information and support.
They have helped us through years of growth and development in our businesses, assisting us in a very professional manner but at the same time always making it as easy as possible for us.
"
Susan Sullivan -
AFSL Services
Where regulatory requirements meet improved practices
Finding time and resources to understand regulatory changes – and assess their effect on existing compliance frameworks – can be a significant business challenge
At NEXIA COURT & CO we understand those challenges and – through the dedicated expertise and extensive experience of specialist AFSL team – can help you:
- Improve existing practices & ensure you remain compliant with regulatory obligations.
- Review calculations of management & performance fees in accordance with investment mandates.
- Provide comprehensive fund management company accounting services.
- Audit AFSL compliance & coordinate the annual lodgement of ASIC forms FS70 and FS71.
- Perform and provide audit reports required for lodgement of annual ASX returns, if applicable.
Contact NEXIA COURT & CO for dedicated AFSL services.
AFSL Services | Dedicated Expertise
NEXIA COURT & CO's comprehensive range of specific AFSL services includes:
- Monthly, quarterly, half yearly and annual compliance checks and status report to manager.
- Establish and maintain compliance register.
- Monthly preparation of RG66 reports – solvency and cash flow.
- Conflicts of interest management and reporting.
- Review of training plans for Responsible Manager and Authorised Representatives.
- Company Secretarial for Listed Investment Companies.
- Preparation and lodgement of quarterly Business Activity Statements.
- Preparation of Year-End and Half-Yearly Financial Statements
Contact NEXIA COURT & CO for dedicated AFSL services.
